CFTC Orders Two Trading Firms, Bank to Pay a Total of $3 Million for Spoofing

The CFTC on Monday, September 30, 2019 issued an order filing and settling charges against Morgan Stanley Capital Group Inc. for engaging in spoofing on multiple occasions in the precious metals futures markets from at least November 2013 to November 2014.

The CFTC on Monday, September 30, 2019 issued an order filing and settling charges against Mitsubishi International Corporation for engaging in multiple acts of spoofing on the Commodity Exchange, Inc. markets for silver and gold futures.

CFTC Orders Two Trading Firms, Bank to Pay a Total of $3 Million for Spoofing